Please call our office if you have any questions or would like to schedule an appointment. We welcome your calls! 513-573-0440 or (800) 774-2855 (toll free)
Please send your check to our office, made payable to: Charles Schwab & Co. or Fidelity Investments, whichever company is your custodian. Please include your account number in the memo portion of the check. We will forward the check to Schwab or Fidelity for deposit into your account. If the deposit is an IRA Contribution, please indicate the tax year.
Call Christina or your advisor to request a check or distribution. Your signed authorization may be required.
A MONEYLINK can be set up between your Schwab or Fidelity Account and your other financial institutions. This system allows funds to be moved electronically between your bank and Schwab or Fidelity.
Yes. Visit Schwab or Fidelity's website to create a new account. You will need to type in your social security number, account number, date of birth, and home phone number in order to setup the new online account. If you have questions or need further assistance, please contact Schwab Alliance at (800) 515-2157 or Fidelity at (800) 343-3548.
We can provide duplicate copies of your monthly Schwab or Fidelity statements.
In mid to late February, Schwab or Fidelity will send a detailed IRS Form 1099-Composite which will include cost basis and proceeds information for the previous tax year. If you are receiving distributions from an IRA, your 1099 R will be issued in early February.
We will provide announcements about changes to your portfolio, as needed. In addition, we will mail or email a quarterly newsletter called "The Ticker" to all of our clients. We welcome your calls any time you have questions about your account or investments in general.
Please notify us if you have a change of address or email address. We will send you a Change of Address Form to sign and return if you have a change of address. This will be forwarded to Schwab or Fidelity and your next monthly statement should arrive at your new address. Or you can contact Schwab directly at (800) 515-2157 or Fidelity at (800) 343-3548 to notify them of the change, and you will not need to sign a form.
Form ADV Part 2A is a narrative brochure which describes the business practices, investment strategies, and the advisory services offered. ADV 3 Customer Relationship Summary is a new SEC requirement that provides a summary of our relationship with our clients.